Comparing European and U.S. Securities Regulations - Mifid Versus Corresponding U.S. Regulations (Electronic book text)

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The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

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Product Description

The paper compares the EU and US securities regulations, and specifically MiFID with the corresponding US regulations. It primarily focuses on the regulatory and supervisory framework, trading venues, and the provision of investment services.The paper argues that the architecture and some of the rules regarding securities markets are different in the two regions, but the objectives and some of the outcomes are similar. It looks at the regulatory frameworks, the scope and objectives of securities regulations, the rules implementing the different objectives, and draws some crisis-related lessons.The primary audience of this study is professionals, government officials and scholars working in the field of securities regulations.

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Product Details

General

Imprint

World Bank Publications

Country of origin

United States

Release date

November 2010

Availability

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Authors

, ,

Format

Electronic book text

Pages

186

ISBN-13

978-0-8213-8254-7

Barcode

9780821382547

Categories

LSN

0-8213-8254-3



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